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When Socratic Dialogue Is Flagging--Questions and Strategies For Engaging Students The idea for this paper began as a response to having observed two different professors demonstrate socratic dialogue in leading undergraduate seminars. The first professor's method reminded me very much of the 'shared inquiry' approach of The Great Books Foundation, where the emphasis is on the professor asking interpretive questions. He did ask excellent questions, yet there were many long lulls in the conversation and a high degree of student non-participation. On the other hand the second professor emphasized Socrates' role as an instigator, all of the students were engaged in and participated in the discussion, but I felt that the professor had unnecessarily dominated the flow of the discussion. Through both study and practice, I felt that I had developed some skill in the use of socratic dialogue that united these two strengths of approach and I wondered if I could explicate it in such a way as to be helpful to others who were trying to use such techniques in their classes. This paper is that attempt. Conversations that have stalled, or are going nowhere, and the failure of some students to participate, are certainly two of the most common and conspicuous problems for the maieutic seminar leader. An article in the New York Times suggests that discussion group leaders at St. John's College are willing to let their Great Books discussions lull until students come to grips with their questions. While that may work well with students who have already committed themselves to an entire curriculum that utilizes socratic approaches, my reading of his dialogues suggests that Socrates quite clearly considered it a part of his role to foment, stir, provoke, and maintain interest and commitment to the issues at hand. Besides the problem of a failed conversation both Robert Shoemaker and Joseph Biel, in issues of Teaching Philosophy, have discussed the problems of some students failing to participate in socratic dialogue. Shoemaker indicates that the problems of engaging students may have as much to do with the students themselves. For example, Shoemaker says, "A young person entering a first course in philosophy may or may not have already begun self-examination in such matters as religion, morality, and politics, but is rarely prepared for the bewildering array of arguments and counter-arguments, none with obvious decisiveness, which are brought against every one of his or her beliefs." Biel picks up the discussion of such possible student resistance to participation recognizing that socratic dialogue "can lead to frustration when a well-intentioned teacher encounters students who choose not to participate." Biel argues that often, unlike the circumstances a college philosophy professor is faced with, Socrates benefited from a personal relationship with his companions and the democratic setting of Athens in which to use his methods. (While this article will go on to emphasize methods and techniques, creating a personal relationship and making a classroom seminar more democratic are certainly the greater issues in making a maieutic seminar authentic and successful.) However, whereas I otherwise commend both the Shoemaker and Biel's articles, I think that neither of them have duly considered the techniques and methods for overcoming student resistance and improving socratic techniques. In this regard, Biel says, Plato, with the figure of Socrates, has provided teachers of philosophy with a vivid model of how to proceed with students who are disposed to engage in dialogue and who are willing to struggle with the resistance that lies within. But he offers little explicit guidance for dealing with those who, for various reasons, prefer to remain silent. While Biel is certainly correct in saying that Socrates offer little "explicit" guidance, he has left the implicit guidance of his example. A Caveat: While the remainder of this article will emphasize techniques that I have identified and have found helpful in leading seminars and implementing socratic dialogue, I would like to re-emphasize the fundamental points that Biel has made about developing personal relationships with students and creating a more democratic environment with the seminar. The techniques I will discuss are based on those value premises. Also, I recognize that there is some truth to the implicit criticism of my emphasis on method and technique, that the telos of the method is to keep discussion going, though to what end? Of course method and content must be interrelated. Socratic dialogue is premised on the assumption that Truth exists and that it can be discovered through the dialectic. The ultimate end of the dialogue, the conversation, the maieutic seminar is knowledge. Insight certainly sets the major standard by which a given discussion can be judged. My article only adds that by example Socrates has also demonstrated a value of a conversation well led. In a somewhat Aristotelian process, then, I have studied and catalogued techniques that I have "discovered" in the Socratic dialogues, and that have worked, in an updated form, for me. I have identified five particular strategies that Socrates used. They are that Socrates:
I. Asking probing questions about the ideas and issues being discussed. But speaking of this very thing, justice, are we to affirm thus without qualification that it is truth telling and paying back what one has received from anyone, or may these very actions sometimes be just and sometimes unjust? I have found the work Mortimer Adler has done with "ideas" in The Syntopticon extremely helpful. Adler identifies over 100 ideas (e.g. justice, happiness, fate, beauty) that he has found to have preoccupied Western writers. I have found that the issues suggested by about twelve of these ideas come up over and over again as my classes work with the meanings of text. Each of these issues can be raised to better understand the work being studied, and what general contribution that work might make to the Great Conversation. My favorites include:
But I don't mind telling you the truth about Love if you're interested; only, if I do, I must tell it in my own way.... Superior works in philosophy tend to be better known for the benefit of multiple readings rather than the ease with which one can easily comprehend their meanings. Interpretive questions like those above do not work if the text is not understood. What to do then? I am certainly not above some "telling." I don't exactly agree with Plato that it'd be better to kill someone than to miseducate them, but eventually I am unwilling to stay with a discussion that is simply wrong headed. Some of the devices I have found that tend to keep the discussion in the interrogative mode and yet spur students to better comprehension include:
II. Expansive Questions about the relationship of ideas Well. surely we can see now that the soul works in just the opposite way. It directs all the elements of which it is said to consist. opposing them in almost everything all through life. and exercising every form of control and conversing with the desires and passions and fears as though it were quite separate and distinct from them. It is just like Homer's description in the Odyssey where he says that Odysseus, My greatest joy as a discussant is in considering competing ideas about the great issues. Although I warn my students against doing this in formal writing, I love to think about such questions as what might have Antigone, or Medea, or Virgil, or Augustine, or Rousseau, or Sartre, have thought of this aspect of the text at hand? Thus some of the considerations I have in asking students to relate ideas across and among texts include these considerations:
III. The Devil's Advocate and Other Comic Relief Socrates: I am that gadfly which God has given the state, and all day long and in all places am always fastening upon you. arousing and persuading and reproaching you. Theodore Roethke reportedly crawled through the snow on the ledge of the third story window of his Literature classroom and announced that "the cardinal sin of an educator is to be boring." Sometimes a class discussion takes on a special magic that makes one feel with Emerson that one is happy and strong in the present above time. But these special times are hard earned and the exception. (I encourage myself with the Aristotelian idea that the good is better when it is hard...) I have read that at St. Johns the discussant will let the conversation lag until it finds its own way. Personally, I will admit to having decided that I only have a certain patience, that life is short, and with Dickens that the people must amuse themselves. I am far more scrupulous than is, perhaps, commonly realized about keeping the humor concept related (which is the only kind of humor that has been shown to correlate with academic achievement). I do consistently amuse myself (and sometimes the class, although such is not required) in the following manners (or lack thereof).
Polus: What Socrates? Is what you are saying your true opinion about rhetoric?
Meno: Socrates. even before I met you and they told me that in plain truth you are a perplexed man yourself and reduce others to perplexity.
We ourselves grow old and make slips, you younger people present may set us right both in actions and in words.
Callicles: For philosophy. you know...is a pretty thing if you engage in it moderately in your youth; but if you continue in it longer than you should, it is the ruin of any man. I love to utilize a foil. If nothing else is working(and my point is that without engagement there will be no likely progress), I attack the foil, accusing them of either great heroics or low down meanness. The foil must always be one of the best students, respected and liked by all the other students, the proud owner of a great sense of humor someone I'd probably adopt. Because students have seen real attacks by teachers in classrooms, the adrenaline picks up regardless how safe students really are in your classroom. The attack also changes the general frame of mind in the class and picks the energy level back up. This must be done with conspicuous good humor.
Ion: And I judge that I, of all men, have the finest things to say on Homer... I have come to conflicting conclusions about the role of listening in seminars. First, I need to be a better listener. But second, the flow of the conversation is more important than any one contribution. The energy must be sustained with quick cuts to points that are indeed in conflict with one another. When someone is reading a passage, for example from The Prince, or The Leviathan', I do not hesitate to interrupt with questions likes "would you want to live in that kind of place?" "Wouldn't you be happier in Singapore where it is safe to walk the streets?" Beyond the surprising rudeness, such behavior tends to force students to try to grasp the implications of a text. In a related manner, I don't know how long the group memory will last of Tim Burton's The Nightmare Before Christmas, but I love to announce to the class during readings about strong leaders that "I am the Pumpkin King!" and that I "have the finest things to say on Homer." Additionally, I will seed discussion with personal, class, TV, movie, newspaper examples of similar issues to those in the text of the day. The ability to apply the author's view of justice to a current situation helps the student move up Bloom's Taxonomy to "application" and helps keep the text timely and fresh. And I will often follow up that discussion with more discussion about the relationship of the particular and universal.
A contradiction arose in the argument--which is just what you love and you yourself steer the argument in that direction... I will try to provoke a debate between two students. I am unapologetic when two students are shouting over their judgments about Ophelia. I remain unconvinced that rational discourse is at the exclusion of passion.
All of us as we afterwards remarked to one another. had an unpleasant feeling at hearing them say this. When we had been so firmly convinced before. now to have our faith shaken seemed to introduce a confusion and uncertainty... There's a time for arduous, rigorous, hard headed analysis, but animation is also required. It's also true that the risks 1 take are more possible at Pepperdine where we espouse the belief that the student is the "heart of the educational enterprise." Fiedler indicates our beliefs are no stronger than the extent to which they have been challenged. I certainly try to challenge, but hopefully never in a way that values the text more than the student. I believe that if I can be there for the student, the extremes to which I will go to to foment learning will reflect that priority. IV. Time spent on the group maintenance and the group process We should recognize that we ourselves are still intellectual invalids, but that we must embrace ourselves and do our best to become healthy...A seminar is not a lecture course, the results are entirely dependent upon the participants; it is a group and as a group has particular needs. While the academic worth of the course is presumably based upon the quality of the dialogue, I have found it is quite possible to utilize the concepts and issues we study in class to help with the group maintenance and process. Some of the strategies I have found useful include:
If you feel any difficulty about our discussion. don't hesitate to put forward your own views. and point out anyway you think my account could be improved....Very well Socrates. said Simmias. I will be quite open with you. We have both been feeling difficulties for some time, and each of us has been urging the other to ask questions....Recognizing roles that participants will either assume or that you can unofficially assign can help with the direction of the colloquium. Roles that I self consciously hope students will provide for me to work with include:
"The detached studies...will now be brought together in a comprehensive view of their connexions with one another and with reality." Plato, The Republic, Chapter XXVIII, Section VII. What kind of learning is going on? While this paper has focused on the techniques of leading the maieutic seminar, if the focus of the seminar is not on understanding and critically assessing the arguments of the primary texts, the discussion would be mere sophistry at best. Thus I will conclude with an example of one of my favorite strategies that suggests how I use these techniques to go beyond the analysis of respective texts towards the teaching of philosophy. With a little luck the day we are going to discuss John Locke's On Civil Government a student will either be tardy, or will want to explain why s/he missed the previous class. Assuming I have established rapport with the student and the class I will query, somewhat stentorianly, "Liberty or license?" (see section I, Probing Questions). It's the distinction Locke makes at the very beginning of that work. I make my question sound challenging. Invariably students pay attention to see what will happen to the apparently offending student. In truth I do want to pursue the question to see whether their "reason" seems more likely a matter of liberty or license. I am sometimes surprised by how often a student's reasons for being late or having missed a class do seem like exercises of liberty. In any instance this ploy usually does hook the students' interest. And it does help to get them into the text. It causes the students to define what Locke means by liberty and license. That discussion consistently leads to textual questions about his assumptions about Freedom, Justice, and the State (see Section II, Expansive Questions). This consistently yields larger questions about the text and answers supported by text. Analyzing basic assumptions and evaluating the validity and soundness of arguments. But the discussion must not end there. Fortunately, the implicit fact that I might possible impose a consequence for missed class time, and that I may or may not be persuaded by Locke's argument, tends to cause students to critique Locke's philosophy from outside the text. Do the students think Locke should apply to my own decision making as the professor of the class? Are Locke's assumptions ill founded? Is or isn't Locke too sanguine in his understanding of human nature? Wouldn't tyrannical behavior on the part of the professor lead to better and more timely attendance? I often posture here arguing that having read Machiavelli and Hobbes I understand how students truly are and that I am of a mind that swift retribution is called for (see Section III, The Devil Advocate's Role). Invariably a few students will nod their heads that such behavior on the professor's part would keep more students in line, but usually someone else will finally note that our course is an optional way of meeting requirements and that while such an approach might work in the short run, in the long run the students would just choose to take some other series of courses (see Sections IV and V, Group Maintenance and Student Positions). Because this issue pertains to the student in question and because attendance is related to group maintenance, this conversation has the benefit of implicitly working towards the individual's and the group's benefit. It is also fairly easy to lead the discussion towards a critique of Locke's assumptions about human nature, freedom, governance. The discussion of assumptions, then, is also very conducive to getting to the issues of an author's logic, especially deductive logic, and the issues of both valid and sound arguments. For example, Locke argues that man is born with "a title to perfect freedom." Students fairly readily come to see that he then has a "valid" argument that man then has rights to "life, liberty, and estate." But is this also a "sound" argument? What conclusion would be reached if the premise is that man is not born with rights to perfect freedom? Often certain students find themselves more or less in agreement with the arguments of Machiavelli and Hobbes, yet hoping that this particular professor will agree with Locke. And what is the significance of this apparent contradiction between what they think and want? All of this opens up rich possibilities for not only understanding Locke more fully, but in learning to do their own philosophical work in such areas as evaluating assumptions and critiquing lines of argument. Even though I have initiated such discussion untold times, I never know exactly how the inquiry will go, and that keeps it fresh. But if I have managed to pick on a "fun" student, the conversation has extra energy, and I can use that energy to first analyze Locke, and then to criticize Locke, especially his assumptions and the validity of his argument. I cannot promise this particular line of discussion on liberty and license will work for the reader, but then my point is only that when I am doing my best work with the maieutic seminar I find that I am only following precedent. Socrates baited his audience, had them analyze the issues and stories before them, and then critiqued all of that according to basic assumptions and quality of argument. Conclusion Will these suggestions make a maieutic seminar work? Not necessarily. Are there precedents for them in the teaching strategies of Socrates? Yes. Have they worked for me? Yes. Based on personal relationships with students and on a more democratic approach to seminar teaching, Yes, they have worked. What does it mean that these methods have "worked"? It means that they have been immensely helpful in keeping virtually all students involved in discussion, and without such involvement there will surely be no learning. I also believe that these techniques lead very naturally to teaching students to think critically, to analyze assumptions and to evaluate arguments. It is a very "old fashion" idea, but I think that our own enhanced involvement in the dialectical process has led all participants to better approximations of truth.
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